AML/KYC Compliance Manager - Toa Payoh

About the Role

As a Manager in the Compliance Team you will report to the Head of Compliance/Directors and be responsible for a number of important administrative tasks and provide support to the Compliance, Investor Services and Fund Accounting teams. The successful candidate will be responsible, with others, for the Compliance operations for a number of Asia based hedge fund and private equity clients for both open ended and closed ended funds.

• Responsible, with others, for the smooth operation of the Compliance functions and Investor onboarding for private equity and hedge fund clients
• Review of fund subscription documents, tax and self-certification forms
• Review of due diligence files, AML and KYC documentation as part of investor on-boarding and periodic review
• Review and classification of CRS, FATCA and Tax documentation
• Assist with ad-hoc compliance matters including but not limited to regulatory matters as they rise
• Oversee completion of AML Questionnaires, letters and due diligence requests
• Preparation of client reporting packs as required for due diligence and board meetings
• Oversee the collation of supporting statistical information and management reporting
• Generate, review, analyse and complete the screening process as performed by the various screening tools
• Assist with appropriate monitoring and ensuring procedures and controls are followed to enable timely onboarding
• Ensuring operational best practice in accordance with ISAE 3402 and SOC 1
• Work with Management on improvements to controls and reporting developments
• Undertake specific projects as may be assigned from time to time
• Any other tasks assigned to you by the Directors

• 10 years work experience working with a Fund Administrator in a similar role
• Knowledge of Private Equity and Hedge Funds
• Investor Relations, Transfer Agency and Investor Onboarding experience