[ref. d62003624] Compliance manager

placeSingapore calendar_month15/1/25

about the company

Our client is a licensed Asset & Wealth Manager looking to recruit a Compliance Manager.

about the job

Operate and manage an effective compliance monitoring program.
Provide advice and guidance to management and all internal stakeholders on the company’s compliance with the Capital Market License requirements and all relevant Securities and Futures Act (SFA) & Financial Advisors Act (FAA) regulations
Liaison engagement with MAS and other regulatory bodies, as well as facilitating internal and external audits
Perform stringent AML/KYC checks on new cleints and reviews on existing clients to ensure AML/CFT regulations are adhered to
Perform gap analysis on current policies and procedures and ensure policies and manuals are regularly updated to be aligned with the latest regulatory requirements to minimise risk of any breach
Regularly audit company procedures, practices, and documents to identify possible weaknesses or risk
Conduct training on compliance matters for all staff

skills and experience required

Bachelors Degree
Minimum 8 years of relevant experience in Compliance roles within Asset/ Wealth Management
Hands-on, proactive, with strong communication and interpersonal skills

To apply online please use the 'apply' function, alternatively you may contact at .

(EA: 94C3609/ )

skills

no additional skills required

qualifications

no additional qualifications required

education

Bachelor Degree

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