Compliance Officer (Insurance MNC, 6 Months Contract) | Eunos - Geylang
Job Purpose
You will be part of a team to drive and implement the risk management and compliance requirements for Regional Agency/ FA & Bancassurance and the representatives, by effectively supporting the business units in their duty to comply with relevant laws and regulations.
The Job- Review and update processes and guidelines in relation to public prospecting and marketing / recruitment materials.
- Communicate and reinforce the awareness of the guidelines in relation to public prospecting and marketing / recruitment materials.
- Share relevant guidelines and issues with Financial Representatives through training materials, onsite visit, cluster meeting and other agency platforms.
- Review and approve Agency Identity Collaterals, Agency Group Name / Logo, Agency Group Website and Agency Group Signage.
- Ensure the Marketing and Recruitment Marketing Materials approval process is adhered within the SOP.
- Review social media content posted by the Financial Representatives to identify non-compliance with the guidelines.
- Explore tools and methods to streamline and enhance the monitoring mechanisms.
- Takes accountability in considering business and regulatory compliance risks and takes appropriate steps to mitigate the risks.
- Maintains awareness of industry trends on regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the company.
- Highlights any potential concerns /risks and proactively shares best risk management practices.
- Diploma / bachelor’s degree
- Knowledge of the insurance sector will be an added advantage;
- Self-starter and proactive;
- Proficient in oral and written English.
- High level of integrity, takes accountability of work and good attitude over teamwork.
- Takes initiative to improve current state of things and adaptable to embrace new changes.
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