Regulatory Compliance Officer - Bukit Merah

apartmentPrivate Advertiser placeBukit Merah scheduleFull-time calendar_month3/4/25

Job Description

Ensure the Branch complies with all relevant regulatory requirements (include but not limited to Corporate Banking, Financial Institutions, Trade Finance, and Private Banking businesses) through implementing and/or updating compliance policies and procedures in accordance with Head Office and local regulatory requirements.

Promote a strong and effective compliance culture and risk awareness within the Branch. Maintain good relationships with relevant regulators where applicable.

Assist the Head of Legal & Compliance in providing compliance training, recommend appropriate solutions and provide regulatory compliance advice to the management, business units, and support functions for new regulations, new business developments, new product approvals, current business dealings and licensing related requirements of the branch.

Monitor regulatory developments and ensure timely updates to management and relevant departments on changes in laws, regulations, and compliance requirements.

Investigate customer complaints and conduct ad hoc investigations as required. Prepare and submit regular and ad hoc regulatory reports to local authorities and/or Head Office.

Conduct periodic compliance quality assurance, suitability, and surveillance reviews, covering both AML and regulatory compliance aspects.

Assist other compliance officers in discharging any duties of Legal and Compliance Department as needed.

Requirements

Bachelor’s degree with 2–4 years of regulatory compliance experience in banking and/or CPA firms (Big 4), preferably in private or corporate banking.

Self-motivated with excellent interpersonal and communication skills.

Strong analytical and problem-solving abilities.

Ability to work independently and as part of a team.

Proficient in both English and Mandarin language to liaise with internal and external stakeholders.

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